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Required Information:Information Description FieldSecurity / Token Description 🔗 Security/Token Identity of the security or ST22 token 📊Digital Security Transaction Type Nature of proposed transaction (buy, sell, gift, liquidity provision/withdrawal, etc.) Quantity 🔢 Quantity Number of shares or tokens Proposed Date 📅 Date Proposed date of transaction 💳 Wallet Address(es) For ST22 tokenDigital Securities and OTCM Utility Token transactions — Solana wallet addresses   Section 6.3 — Clearance Period ⏱️ Parameter Value ValidityParameter Value Validity THREE (3) Trading Days from date of clearance Expiration New request required if not completed within the validity period Revocation Pre-clearance may be revoked at any time if circumstances change   📋 ARTICLEArticle VII: RULERule 10b5-1 TRADINGTrading PLANSPlans Section 7.1 — Adoption of Trading Plans Covered Persons may adopt written trading plans that comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Such plans must be: be ✅ Adoptedadopted during an open trading window ✅window, Adoptedadopted when the person is NOT in possession of MNPI ✅MNPI, Pre-and pre-approved by the Compliance Officer Officer.   Section 7.2 — Cooling-Off Period 👤 Person Type Cooling-Off Period Directors &and Executive Officers Later of: (i) 90 days after adoption/modification, OR (ii) 2 business days after Form 10-Q/10-K filing for the quarter in which the plan was adopted Other Covered Persons 30 days after adoption/modification   Section 7.3 — Application to ST22 TokenDigital TransactionsSecurities Rule 10b5-1 trading plans may be adopted for ST22 SecurityDigital TokenSecurities transactions, provided the plan specifies: 📋 Requirement Description 💳•       WalletSolana Addresses Addresseswallet addresses to be used for transactions 🔧•       Execution Mechanism Specificmechanism DEX,— OTCM.FUNCEDEX platform,at cedex.otcm.io or designated broker 🤖•       Automation Automated trading through bondingCEDEX curvesCPMM must be specifically authorized in the plan   🔗 ARTICLEArticle VIII: SPECIALSpecial RULESRules FORfor ST22 SECURITYDigital TOKENSSecurities Section 8.1 — 24/7 Trading Environment ⚠️ ST22 SecurityDigital TokensSecurities trade continuously on blockchain-basedCEDEX platforms(cedex.otcm.io) 24/7/365 without regard to traditional market hours. Covered Persons must exercise heightened vigilance,vigilance, as the ability to trade at any time increases the risk of trading while in possession of MNPI.   Section 8.2 — Wallet Registration 📋All Requirement Details What AllCovered Persons must register with the Compliance Officer all blockchain wallet addresses controlledthat bythey control or withhave beneficial interest Which Tokens in, used for ST22 SecurityDigital TokensSecurities or OTCM Utility Tokens RegisterToken With Compliancetransactions. Officer Changes Report to registered wallets must be reported within FORTY-EIGHT (48) HOURSHOURS. Supported wallets include Phantom, Solflare, Backpack, Coinbase Wallet, and Ledger.   Section 8.3 — On-Chain Monitoring The Company mayimplements implement on-chain monitoring systems via Chainalysis KYT and TRM Labs to track transactions by registered wallets. ✅ Covered Persons consent to such monitoring as a condition of their relationship with the Company. Transfer Hook controls provide additional compliance enforcement on every transaction.   Section 8.4 — Liquidity Provision 🚨 IMPORTANT Providing liquidity to bondingthe curves,Global AMMs,Unified CEDEX Liquidity Pool, any AMM, or any liquidity poolsmechanism for ST22 tokensDigital Securities is considered a TRANSACTION subject to this Policy. Requirements: Pre-clearance ✅is Must obtain pre-clearancerequired before adding or removing liquidity 🚫liquidity. MayLiquidity NOTprovision provide/removeor liquiditywithdrawal is prohibited while in possession of MNPI MNPI.   📊 ARTICLEArticle IX: REPORTINGReporting OBLIGATIONSObligations Section 9.1 — Section 16 Reporting Section 16 Insiders must file Forms 3, 4, and 5 with the SEC as required. 📋 Transactions in ST22 SecurityDigital TokensSecurities representing equity securities of the Company (including OTCMS tokens backed by Series “S” Preferred Shares) ARE subject to Section 16 reporting requirements.   Section 9.2 — Internal Reporting All Covered Persons must report to the Compliance Officer within TWO (2) business days any transaction in Covered Securities.Securities, including: 📝 Required Information:Information Description FieldDate and Nature Description 📅 Date Date and nature of transaction Security / Token 🔗 Security/Token Security or tokenST22 Digital Security involved Quantity 🔢 Quantity Number of shares or tokens Price 💰 Price Price per share or token 💳 (in USD or stablecoin equivalent) Wallet Addresses For token transactions 🔗Solana wallet addresses used (for digital asset transactions) Transaction Hash ForSolana transaction signature (for blockchain transactionstransactions)   Section 9.3 — Annual Certification 📋 All Covered Persons must certify annually that they have: ✅have Readread and understand this Policy ✅Policy, Compliedhave complied with its requirements ✅requirements, Willand will continue to comply comply.   ⚠️ ARTICLEArticle X: PENALTIESPenalties ANDand ENFORCEMENTEnforcement Section 10.1 — Regulatory Penalties Insider trading violations may result in severe civil and criminal penalties:penalties: 💰 Penalty Type Amount/Duration Amount / Duration Civil Penalties Up to 3x the profit gained or loss avoided Criminal Fines (Individuals) Up to $55,000,000 million Criminal Fines (Entities) Up to $2525,000,000 million Imprisonment Up to 20 years Officer/Director Bars Prohibition from serving as officer or director Private Lawsuits Civil suits by harmed investors   Section 10.2 — Company Sanctions Violations of this Policy may result in disciplinary action by the Company: 🚨 Sanction Description 🚪•       Termination Termination of employment or consulting relationship 📉•       Forfeiture Forfeiture of unvested equity awards 💰•       Disgorgement Disgorgement of trading profits 👔•       Removal Removal from director or officer positions ⚖️•       Referral Referral to SEC, FinCEN, DOJ, or other regulatory authorities   🏛️ ARTICLEArticle XI: ADMINISTRATIONAdministration Section 11.1 — Compliance Officer Duties The Compliance Officer is responsible for: 📋 Duty Description ✅•       Pre-Clearance Reviewing and processing pre-clearance requests ⏸️•       BlackoutDetermining Periods Determiningand announcing blackout periods 📁•       Records Maintaining records of all pre-clearance requests, wallet registrations, and trading reports 🎓•       Training Providing insider trading training to all Covered Persons 🔍•       Investigations Investigating potential violations and recommending enforcement action •       Coordinating with on-chain monitoring systems (Chainalysis KYT + TRM Labs)   Section 11.2 — Policy Amendments This Policy may be amended at any time by the Board of Directors. Covered Persons will be notified of material amendments and must acknowledge receipt.   Section 11.3 — Questions 📧Contact: Contact:compliance@otcm.io. compliance@otcmprotocol.com Covered Persons with questions about this Policy or the application of insider trading laws should contact the Compliance Officer.   ✍️Acknowledgment ACKNOWLEDGMENTand AND CERTIFICATIONCertification   I acknowledge that I have received and read the Groovy Company, Inc. dba OTCM Protocol, Inc.Protocol Insider Trading Policy. I understand its contents and agree to comply with all of its terms and conditions.   I understand that violation of this Policy or applicable insider trading laws may result in severe penalties, including termination of my relationship with the Company and civil and criminal liability.   I certify that I am not currently in possession of any Material Nonpublic Information concerning the Company, the OTCM Protocol platform, CEDEX, or any issuer whose securitiesequity arehas been tokenized as ST22 Digital Securities on the platform, except as previously disclosed to the Compliance Officer.   I agree to register all blockchain wallet addresses that I control or have beneficial interest in that may be used for transactions in ST22 SecurityDigital TokensSecurities or OTCM Utility Tokens.     Field Value SignatureField _________________________________  DateSignature _________________________________ Date _________________________________ Printed Name _________________________________ Title/Title / Position _________________________________ Registered Wallet Address(es) _________________________________     Document Information Corporation Field Value Document ID OTCM-POL-ITP-001 Version 8.0 Effective Date March 2026 Legal Entity Groovy Company, Inc. dba OTCM Protocol,Protocol Inc. Entity Type  A Wyoming DigitalCorporation Asset Governing Law Federal Securities Law and New Jersey State Law Primary Authority Securities Exchange Act §10(b), Rule 10b-5, Release No. 33-11412 Approved By Board of Directors   📜© 2026 Groovy Company, Inc. dba OTCM Protocol  SEC|  All Rights Reserved  |  CONFIDENTIAL ST22 Digital Securities are Category 15 Issuer-Sponsored TokenizedDigital Securities Infrastructureunder SEC–CFTC Release No. 33-11412 (March 17, 2026). Insider trading prohibitions apply fully to ST22 tokens. Groovy Company, Inc. dba OTCM Protocol is a Wyoming Corporation (CIK: 1499275). Document ID: OTCM-POL-ITP-001 | Version 1.0 | Effective: January 30, 2026 Back to top