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RELATED PARTY TRANSACTION POLICY V8


VERSION 8.0  |  MARCH 2026

 

GROOVY COMPANY, INC. DBA OTCM PROTOCOL

Wyoming Corporation  |  CIK: 1499275  |  OTC: GROO

12 Daniel Rd East, Fairfield, NJ 07004

 

SEC Category 1 Model B  |  Release No. 33-11412 (Binding)  |  BOARD APPROVED

 

Field

Value

Document ID

OTCM-POL-RPT-001

Version

1.8.0 (supersedes V1.0)

Effective Date

January 30,March 2026

Classification

CONFIDENTIAL

Approved By

Board of Directors

Legal Entity

Groovy Company, Inc. dba OTCM Protocol

Governing Law

Federal Securities Law, Wyoming Business Corporation Act, and New Jersey State Law


 

📋 TABLE OF CONTENTS

  1. Article I: Purpose and Scope
  2. Article II: Definitions
  3. Article III: Identification of Related Party Transactions
  4. Article IV: Review and Approval Procedures
  5. Article V: Standards for Approval
  6. Article VI: Platform-Specific Transactions
  7. Article VII: Ongoing Monitoring
  8. Article VIII: Disclosure Requirements
  9. Article IX: Prohibited Transactions
  10. Article X: Ratification of Transactions
  11. Article XI: Administration and Recordkeeping

🎯 ARTICLE I: PURPOSE AND SCOPE

Section 1.1 — Purpose

🎯 Objective

Description

🛡️

Protect Interests

Protectprotects the best interests of the Company and its shareholders

⚖️shareholders,

Ensure Fairness

Ensureensures transactions are conducted on fair and reasonable terms

🔍terms,

Promote Transparency

Promotepromotes transparency in corporate governance

📜governance,

Complyensures with Law

Complycompliance with applicable securities lawslaws, and regulations

🚫

Prevent Conflicts

Preventprevents actual or perceived conflicts of interestinterest.

 

Section 1.2 — Regulatory Framework

This Policy is adopted pursuant to and in compliance with:

1934

⚖️Regulation

Regulation

Description

Description

Item 404

404, Regulation S-K

—

Related Party Transaction Disclosure

Section 13(k)

Securities, Exchange Act

of		 —

Prohibition on Personal Loans to Directors/Officers

Rule 10b-5

Prohibition on Fraud in Connection with Securities

State Law

Wyoming Business Corporation Act

fiduciary

Fiduciary duties of directors and officers

SECRelease GuidanceNo. 33-11412

JointSEC–CFTC StaffBinding Statement on TokenizedDigital Securities Taxonomy (JanuaryMarch 28,17, 2026)

GAAP

ASC 850

—

Related Party Disclosures (GAAP)

 

Section 1.3 — Scope

This Policy applies to all Related Party Transactions involving the Company, including:

including
  • 🏢 Transactionstransactions with the Company'Company’s direct operations
  • 🔗 Transactions involvingoperations, the OTCM Protocol platform
  • 🪙 Transactions involvingplatform, OTCM Utility Tokens
  • 📊 Transactions involvingTokens, ST22 SecurityDigital Tokens
  • 🏦 Transactions withSecurities, Empire Stock Transfer or other custody partners
  • 🤝partners, Transactions withand issuers on the OTCM Protocol platform
platform.


 

📖 ARTICLEArticle II: DEFINITIONSDefinitions

Section 2.1 — Related Party

A "Related Party" means any of the following:

Category

Definition

🎯

Directors

Any director of the Company

👔

Executive Officers

Any executive officer of the Company (CEO, CFO, CTO, COO, etc.)

🗳️

Director Nominees

Any nominee for election as a director

📊

5% Shareholders

Any beneficial owner of more than 5% of any class of the Company's voting securities

👨‍👩‍👧‍👦

Immediate Family

Immediate family members of any of the above

 

Category

Definition

🏛️

Controlled Entities

Any entity in which a Related Party has a direct or indirect material interest

🤝

Affiliated Companies

Any entity that controls, is controlled by, or is under common control with the Company

💼

Employment Entities

Any entity employing a Related Party as an executive officer

📈

Investment Entities

Any entity in which a Related Party holds a 10%+ ownership interest

 

Section 2.2 — Immediate Family Member

AnIncludes "Immediate Family Member" includes:

👨‍👩‍👧‍👦 Relationship

Included

Spousespouse or domestic partner

✅

Parentspartner, parents and stepparents

✅

Childrenstepparents, children and stepchildren

✅

Siblingsstepchildren, siblings and stepsiblings

✅

In-stepsiblings, in-laws (mother, father, son, daughter, brother, sister)

✅

Any, and any person (other than a tenant or employee) sharing the householdperson’s (excepthousehold.

tenants/employees)

 

✅

Section 2.3 — Related Party Transaction

A "“Related Party Transaction"Transaction” means any transaction, arrangement, or relationship in which: (a) the Company or any series of similar transactions, arrangements, or relationships) in which:

  1. ✅ The Company (or any subsidiary)subsidiary is, was, or will be a participant
  2. ✅participant; The(b) the aggregate amount involved exceeds $120,000
  3. ✅000; Anyand (c) any Related Party has, had, or will have a direct or indirect material interest
interest.

📋

Examples ofinclude: Related Party Transactions:

💼 Category

Examples

💰

Financial

Loans,loans, guarantees, investments, capital contributions

🏢contributions;

Property

Sales,sales, leases, licenses of real or personal property

📜property;

Services

Consulting,consulting, employment, professional services agreements

🔗agreements;

Platform

Issuerissuer agreements, tokenST22 Digital Securities purchases, liquidity provision

🤝

Business

Jointon CEDEX; joint ventures, partnerships, profit-sharing arrangements

💳arrangements;

Compensation

Compensationand compensation arrangements outside normal coursecourse.

 

Section 2.4 — Material Interest

A "“Material Interest"Interest” means a direct or indirect interest in a transaction that is significant enough that it would, or reasonably could,to affect a Related Party'Party’s judgment or actions with respect to the transaction.

❌actions. NOT Consideredconsidered Materialmaterial: Interest:

Exclusion

Threshold

🎯 Directordirector of both parties

Without without other relationship

📊relationship, Equityequity ownership

Less less than 10% of entity

💼entity, Limitedlimited partner

Without without management rolerole, passive institutional investor.

🏦

Institutional

 investor

Passive investment only

🔍 ARTICLEArticle III: IDENTIFICATIONIdentification OFof RELATEDRelated PARTYParty TRANSACTIONSTransactions

Section 3.1 — Director and OfficerAnnual Questionnaires

All directors and executive officers must complete an annual questionnaire identifying:

identifying

📋 Information Required

Description

👨‍👩‍👧‍👦

Family Members

Immediateimmediate family members and their employment

🏢employment,

Affiliations

Businessbusiness affiliations and directorships

📈directorships,

Investments

Materialmaterial investments in other entities

🔗entities,

Platform Relationships

Relationshipsrelationships with OTCM Protocol issuers

💳issuers,

Wallet Holdings

ST22 tokenDigital Securities and OTCM Utility Token holdings

🤝

Potential(including Transactions

KnownSolana wallet addresses), and known potential Related Party TransactionsTransactions.

 

Section 3.2 — Ongoing Disclosure Obligations

🔔 Trigger Event

Timing

🆕 New potential Related Party Transaction

Before entering the transaction

📊 Changes in ownership or affiliations

Within 10 business days

👨‍👩‍👧‍👦 Changes in immediate family circumstances

Within 10 business days

🔗 New relationships with platform issuers

Before entering any transaction

💳 Significant changes in ST22 or OTCM token holdings

Within 5 business days

 

Section 3.3 — Management Review

The Chief FinancialCompliance Officer andshall Chief Legal Officer shall:

📋 Duty

Frequency

🔍 Reviewreview questionnaire responses

Annually

📊 Monitorannually, monitor transaction records

Quarterly

🔗 Reviewquarterly, review CEDEX platform transaction logs

Monthly

🚨 Flagmonthly (including on-chain monitoring via Chainalysis KYT), flag potential Related Party Transactions

Ongoing

📝 Prepareon an ongoing basis, and prepare summary reports for the Audit Committee quarterly.

Quarterly

 

✅ ARTICLEArticle IV: REVIEWReview ANDand APPROVALApproval PROCEDURESProcedures

Section 4.1 — Approval Authority

💰 Transaction Value

Approval Authority

< $120,000

Not subject to Policy (but must be disclosed if material)

$120,000 -– $500,000

Chief Executive Officer + Chief FinancialCompliance Officer

$500,001 -– $1,000,000

Audit Committee

> $1,000,000

Full Board of Directors

Any amount involvingamount: Director/Officer compensation

Compensation Committee or Full Board

Any amountamount: involving CEO

Full Board (excluding CEO)

 

Section 4.2 — Pre-Approval Requirement

📝 Pre-Approval Request Must Include:

Field

Description

👤Pre-approval

Relatedrequests Party

Identitymust include: identity of the Related Party and relationshiprelationship, to Company

📋

Transaction Description

Naturenature and terms of the proposed transaction

💰transaction,

Value

Dollardollar value or estimatedestimate, value

🎯business

Businessreasons, Purpose

Business reasons for entering into the transaction

⚖️

Comparable Terms

Whetherwhether comparable terms are available from unrelated parties

📊parties,

Interest

Naturenature and extent of Related Party'Party’s interest

🛡️interest,

Protections

Proposedand proposed safeguards to protect Company interestsinterests.

 

Section 4.3 — Recusal Requirements

Application

Voting

Related Party must recuse from voting on approval

Discussion

Related Partyapproval, may be asked to leave during deliberations

Quorum

Relateddeliberations, Partyis not counted for quorum purposes

Minutes

Recusalpurposes, and the recusal must be documented in meeting minutesminutes.

 

Section 4.4 — Expedited Approval

For time-sensitive transactionstransactions: where(1) full committee/board approval is not practicable:

⚡ Step

Requirement

1️⃣

Chair of Audit Committee may grant preliminary approval

2️⃣

Transactionapproval; (2) transaction must be presented to full committee at next meeting

3️⃣

Fullmeeting; (3) full committee must ratify or rescind within 60 days

4️⃣

Ifdays; (4) if rescinded, Company must unwind the transaction if practicablepracticable.


 

⚖️ ARTICLEArticle V: STANDARDSStandards FORfor APPROVALApproval

Section 5.1 — General Standard

is

✅ Inin the best interests of the Company and on terms no less favorable to the Company than could be obtained from an unrelated third party.

 

Section 5.2 — Factors for Consideration

The approving body shall consider the following factors:

🔍 Factor

Consideration

🎯•      

Business Purpose

Whether there is a legitimate business reason for the transaction

💰•      

Fair Value

Whether the terms are fair and reasonable to the Company

⚖️•      

Arm's Length

Whether terms are comparable to arm'arm’s length transactions

🛡️•      

Company Interest

Whether the transaction serves the Company'Company’s interests

📊•      

Materiality

The materiality of the Related Party'Party’s interest

🚫•      

Conflicts

The extent of any actual or apparent conflict of interest

🔗•      

Alternatives

Availability of alternative transactions or sources

📜•      

Disclosure

Impact on required SEC disclosures

 

Section 5.3 — Independent Evaluation

For transactions exceeding $500,000,000, the approving body may require:

require

📋a Evaluationfairness Type

Whenopinion Required

💰

Fairness Opinion

Significant(significant financial transactions

🏢transactions),

Independentindependent Appraisal

Realappraisal property(real transactions

⚖️property),

Legallegal Opinion

Complexopinion or(complex unusualstructures), structures

📊market

Marketanalysis Analysis

Service(service or licensing agreements

🔗agreements),

Technicalor Assessment

Platformtechnical assessment (platform or technology transactionstransactions).

 

Section 5.4 — Categorical Pre-Approval

The following categories of transactions are deemed pre-approved and do not require individual review:

✅Category

Category

Conditions

Conditions

💰

Compensation

Compensation approved by Compensation Committee

🔄

Reimbursements

Expense reimbursements pursuant to Company policy

🏦

Banking Services

Banking services at prevailing market rates

📜

D&O Insurance

Directors'Directors’ and officers'officers’ insurance

🎓

Charitable Contributions

Matching gifts per Company program (< $25,000)

🔗

De Minimis Token Transactions

ST22/ST22 Digital Securities or OTCM tokenUtility Token purchases < $25,000 at market price on CEDEX


 

🔗 ARTICLEArticle VI: PLATFORM-SPECIFICPlatform-Specific TRANSACTIONSTransactions

Section 6.1 — Issuer Relationships

🔗 Relationship Type

Approval Requirement

📊 Director/Officer of Issuer

Audit Committee approval for any platform transaction

💰 5%+ Shareholder of Issuer

Audit Committee approval for any platform transaction

🤝 Consultant to Issuer

Disclosure + CEO/CFOCompliance Officer approval

👨‍👩‍👧‍👦 Family Member Connection

Disclosure + CEO/CFOCompliance Officer approval

 

Section 6.2 — Token Transactions

🪙 OTCM Utility Token Transactions

Transaction Type

Approval Requirement

ICOSTO participation > $120,000

Per standard thresholds (Article IV)

Secondary market purchases > $120,000

Per standard thresholds

Token grants to Related Parties

Compensation Committee

 

🔗 ST22 SecurityDigital TokenSecurities Transactions

Transaction Type

Approval Requirement

Purchase of ST22 tokensDigital Securities > $120,000

Audit Committee

Liquidity provision to Global Pool > $120,000

Audit Committee

Participation in issuer onboarding

Full Board if Related Party involved

 

Section 6.3 — Custody and Transfer Agent Relationships

Transactions with Empire Stock Transfer or other custody partners require:

💰 Transaction Value

Approval Requirement

Standard Empire custody fees

Deemed pre-approved (qualified custodian standard terms)

Modified fee arrangements

CEO/CFOCEO / Compliance Officer approval

New service agreements > $120,000

Per standard thresholds

Equity or partnership arrangements with Empire

Full Board

 

Section 6.4 — Technology and Infrastructure

🔧 Transaction Type

Approval Requirement

Software licensing from a Related Party

 requires Audit Committee

 approval. Development servicesservices, infrastructure hosting, and other technology contracts from Related Party

PerParties follow standard thresholds

Infrastructurethresholds. hosting from Related Party

Per standard thresholds

Intellectual property licensing

 requires Full Board approval.

 

Patrick Mokros serves as both OTCM Protocol COO and President of Empire Stock Transfer. All transactions between the Company and Empire are automatically classified as Related Party Transactions and require review under this Policy.


 

👁️ ARTICLEArticle VII: ONGOINGOngoing MONITORINGMonitoring

Section 7.1 — Quarterly Review

The Audit Committee shall conduct quarterly reviews of:

of

📋 Review Item

Purpose

📊 Allall Related Party Transactions entered during quarter

Compliancethe verification

🔄quarter, Statusstatus of ongoing Relatedtransactions, Party Transactions

Performance monitoring

💰 Paymentspayments made under Related Party agreements

Financialagreements, tracking

🔗CEDEX Platformplatform transactions by Related Parties

Conflict monitoring

📝(including Changeson-chain activity), and changes in Related Party statusstatus.

Updated identification

Section 7.2 — Annual Assessment

The Audit Committee shall conductannually anassess annualthe assessment of:

📋 Assessment Item

Purpose

⚖️ Fairnessfairness of ongoing arrangements

Continuedarrangements, appropriateness

📊 Marketmarket comparability

Arm's lengthof verification

🔄terms, Renewalrenewal decisions

Go-forwarddecisions, determination

📜disclosure Disclosureadequacy, adequacy

Compliance verification

🛡️and Policy effectivenesseffectiveness.

Continuous improvement

Section 7.3 — On-Chain Monitoring

For blockchain-based transactions, the Company shallimplements implement:

wallet

🔗tracking Monitoring Type

Description

💳

Wallet Tracking

Monitorfor registered wallets of Related Parties

📊Parties,

Transaction Alerts

Automatedautomated alerts for significant ST22 or OTCM token transactions

🔍

Patternvia Analysis

ReviewChainalysis KYT and TRM Labs, pattern analysis for unusual transaction patterns

📋activity,

Quarterlyand Reports

Summaryquarterly ofreports summarizing Related Party blockchain activity on CEDEX.


 

📜 ARTICLEArticle VIII: DISCLOSUREDisclosure REQUIREMENTSRequirements

Section 8.1 — SEC Disclosure

📋 Disclosure Requirement

Location

Item 404(a)

 of Regulation S-K (Proxy Statement / Form 10-K

K), Item 404(b)

Policy (policy description in proxy

proxy), Form 8-K

Material (material transactions as required

required), and Form S-1/S-3

Registration statements

(registration

📝statements). Required Disclosuredisclosure Elements:

elements

Element

Description

👤include:

Related Party

Namename and relationship

📋

Transaction

Description of transaction

💰

Amount

Dollar amounts involved

📊

Interest

Nature of Related Party'sParty, interesttransaction description, dollar amounts, nature of interest, and approval process followed.

✅ 

Approval

Approval process followed

Section 8.2 — Financial Statement Disclosure

Related Party Transactions must be disclosed in accordance withPer ASC 850:

📊 Disclosure

Requirement

🏷️

Naturenature of Relationship

Descriptionrelationship, oftransaction relationship

📋description,

Transactiondollar Description

Description of transactions

💰

Dollar Amounts

Amountsamounts for each period presented

💳presented,

Balances

Amountsamounts due to/from Related Parties

📜Parties,

Terms

Termsand terms and manner of settlementsettlement.

 

Section 8.3 — Internal Disclosure

📋 Disclosure Type

Recipient

Timing

🚨 New transactions

Audit Committee

Next scheduled meeting

📊 Quarterly summary

Board of Directors

Quarterly

📝 Annual report

Full Board

Annually

⚠️ Material developments

Audit Committee Chair

Immediately


 

🚫 ARTICLEArticle IX: PROHIBITEDProhibited TRANSACTIONSTransactions

Section 9.1 — Absolutely Prohibited

The following transactions are PROHIBITED regardless of approval:

🚫personal Prohibitedloans Transaction

Basis

💳

Personal Loans

Toto directors or executive officers — (Section 13(k)); prohibition

🔄loan

Loanguarantees Guarantees

Forfor personal obligations of directors/officers

💰officers;

Extensionsextensions of Credit

Tocredit directorsto ordirectors/officers; executive officers

⚠️

Margin Arrangements

Company-supported margin arrangements for Related Party tradingtrading.

 

Section 9.2 — Presumptively Prohibited

The following transactions are presumptively prohibited and may only be approved by the Full Board with documented extraordinary justification:

⚠️ Transaction Type

Concern

🏢

Related Party as Solesole Source

Withoutsource without competitive process

💰process;

Above-Marketabove-market Compensation

Tocompensation to Related Party service providers

📊providers;

Equityequity Grants

Togrants to non-employee Related Parties (outside board compensation)

🔗compensation;

Exclusive Arrangements

Exclusiveexclusive platform access arrangements for Related Parties

💳Parties;

Preferentialpreferential TokenST22 Allocation

Below-Digital Securities allocation or below-market token sales to Related PartiesParties.

 

Section 9.3 — Heightened Scrutiny Transactions

The following transactions require heightened scrutiny and independent evaluation:

🔍real Transactionestate Type

Additionaltransactions Requirement

🏢(independent

Realappraisal), Estate

Independent appraisal

💼

Employmentemployment of Family

family members (Compensation Committee review

🤝review),

Jointjoint Ventures

Fairnessventures opinion

📜(fairness

Intellectualopinion), Property

Independentintellectual valuation

🔗property

Platformtransactions Revenue(independent Sharing

Third-valuation), and platform revenue-sharing arrangements (third-party market analysisanalysis).


 

🔄 ARTICLEArticle X: RATIFICATIONRatification OFof TRANSACTIONSTransactions

Section 10.1 — Ratification of Pre-Existing Transactions

⚡ Step

Action

1️⃣

Transaction must be(1) promptly reportedreport to Compliance Officer

2️⃣

Officer; (2) Compliance Officer reports to Audit Committee Chair

3️⃣

Chair; (3) Audit Committee reviews at next meeting (or special meeting if material)

4️⃣

material; (4) Committee determines whether to ratify, modify, or rescindrescind.

 

Section 10.2 — Ratification Standards

For ratification, theThe Audit Committee must determine:

determine

✅that: Standard

Requirement

🛡️the

Company Interest

Transactiontransaction is in the best interests of Company

⚖️the

FairCompany; Terms

Termsterms are fair and reasonable

🎯reasonable;

Goodthe Faith

Related Party acted in good faith

📋faith;

Disclosure

Failureand failure to pre-approve was inadvertentinadvertent.

 

Section 10.3 — Consequences of Non-Ratification

If a transaction is not ratified:

🚨 Consequence

Action

🔄•      

Unwinding

Transaction must be unwound if practicable

Disgorgement

Related Party may be required to disgorge benefits

📋•      

Disclosure

Transaction must still be disclosed if material

⚠️•      

Discipline

Responsible parties subject to disciplinary action

Legal Review

Legal counselCounsel evaluates potential liability


 

📁 ARTICLEArticle XI: ADMINISTRATIONAdministration ANDand RECORDKEEPINGRecordkeeping

Section 11.1 — Compliance Officer Duties

The Compliance Officer (or designee) is responsible for:

📋 Duty

Description

📝•      

Questionnaires

Distributing and collecting annual questionnaires

🔍•      

Identification

Identifying potential Related Party Transactions

📊•      

Tracking

Maintaining database of Related Parties and transactions

📋•      

Reporting

Preparing materials for Audit Committee review

🎓•      

Training

Providing training on Policy requirements

🔗•      

Monitoring

Monitoring blockchain transactions by Related Parties via Chainalysis KYT + TRM Labs

 

Section 11.2 — Recordkeeping Requirements

The following records must be maintained for seven (7) years:

years:

📁 Record Type

Description

📝

Questionnaires

Annualannual director/officer questionnaires

✅questionnaires,

Approvals

Documentationdocumentation of all approval decisions

📋decisions,

Meetingmeeting Minutes

Minutesminutes reflecting Related Party Transaction discussions

💳discussions,

Transaction Records

Copiescopies of all Related Party Transaction agreements

🔗agreements,

Blockchain Records

On-on-chain transaction logs for ST22 Digital Securities and OTCM token transactions

📊transactions,

Disclosureand Records

Supportingsupporting documentation for SEC disclosuresdisclosures.

 

Section 11.3 — Policy Amendments

This Policy may be amended at any time by the Board of Directors upon recommendation of the Audit Committee. Material amendments require:

require

📋 Requirement

Action

📊

Audit Committee Review

Recommendation toreview, Board

🗳️

Boardmajority Approval

Majorityvote, vote

📢

Communication

Noticenotice to all Related PartiesParties, and updated acknowledgment.

📝 

Acknowledgment

Updated acknowledgment required

Section 11.4 — Questions and Interpretation

📧Contact: Contact:compliance@otcm.io. compliance@otcmprotocol.com

Questions regarding this Policy or requests for interpretation should be directed to the Compliance Officer or Chief Legal Officer.


 

✍️Acknowledgment ACKNOWLEDGMENTand AND CERTIFICATIONCertification

 

I acknowledge that I have received and read the Groovy Company, Inc. dba OTCM Protocol, Inc.Protocol Related Party Transaction Policy. I understand its contents and agree to comply with all of its terms and conditions.

 

I certify that I have disclosed all relationships and transactions that may constitute Related Party Transactions under this Policy.

I agree to promptly notify the Compliance Officer of any potential Related Party Transaction before entering into such transaction and to update my annual questionnaire as circumstances change.

 

I understand that failure to comply with this Policy may result in disciplinary action, up to and including termination of my relationship with the Company.

 

 

Field

Value 

Signature

_________________________________

Date

_________________________________

Printed Name

_________________________________

Title/Title / Position

_________________________________


 

📎 APPENDIXAppendix A: RELATEDRelated PARTY TRANSACTION APPROVAL REQUEST FORM

📝Party Transaction Approval Request Form

Transaction Information

Field

Response

Date of Request


 

Requestor Name


 

Requestor Title


 

Field

Response

Related Party Name


 

Relationship to Company


 

Nature of Interest


 

📋

 

Transaction Details

Field

Response

Description of Transaction


 

Estimated Value


 

Business Purpose


 

Duration/Duration / Term


 

⚖️ Fairness Analysis

No

Field

Response

Comparable Terms Available?

☐ Yes

☐

If Yes, Describe Alternatives


Basis for Determining Fairness


 

📎

 Attachments

Internal Use Only

Item

Attached?

☐ Draft Agreement


☐ Comparable Transaction Analysis


☐ Independent Valuation (if applicable)


☐ Other Supporting Documentation


FOR INTERNAL USE ONLYField

Response

Field

Response

Approval Authority


 

Date Reviewed


 

Decision

☐[ ] Approved   ☐[ ] Denied   ☐[ ] Approved with Modifications

Conditions (if any)


 

Approver Signature


OTCM Protocol, Inc. A

Wyoming Digital Asset Corporation

 

📜 SEC Category 1 Issuer-Sponsored Tokenized Securities Infrastructure

Document Information

Effective:January30,

Field

Value

Document ID:ID

OTCM-POL-RPT-001

|

Version

1.

8.0

|

Effective Date

March 2026

Legal Entity

Groovy Company, Inc. dba OTCM Protocol

Entity Type

Wyoming Corporation

Governing Law

Federal Securities Law, Wyoming Business Corporation Act, and New Jersey State Law

Approved By

Board of Directors

 

© 2026 Groovy Company, Inc. dba OTCM Protocol  |  All Rights Reserved  |  CONFIDENTIAL

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