📚 REFERENCES

[1]

Securities Act of 1933.

15 U.S.C. § 77a et seq. Federal statute governing securities offerings and registration requirements.

[2]

Securities Exchange Act of 1934.

15 U.S.C. § 78a et seq. Federal statute governing securities trading, broker-dealers, and market manipulation.

[3]

Regulation D - Rules Governing Limited Offer and Sale of Securities.

17 CFR § 230.500-508. SEC regulations providing exemptions from registration for private placements.

[4]

Rule 506(c) - Conditions for Accredited Investor Offerings.

17 CFR § 230.506(c). SEC rule permitting general solicitation in offerings limited to accredited investors.

[5]

Rule 10b-5 - Employment of Manipulative and Deceptive Practices.

17 CFR § 240.10b-5. SEC rule prohibiting fraud and market manipulation in securities transactions.

[6]

Rule 15c2-11 - Publication of Quotations.

17 CFR § 240.15c2-11. SEC rule governing market maker quotation requirements for OTC securities.

[7]

Transfer Agent Registration and Requirements.

17 CFR § 240.17a-1 et seq. SEC regulations governing transfer agent registration, custody, and reporting.

[8]

Regulation A+ - Conditional Small Issues Exemption.

17 CFR § 230.251-263. SEC regulations permitting offerings up to $75M to non-accredited investors.

[9]

Regulation S - Rules Governing Offers and Sales Outside U.S.

17 CFR § 230.901-905. SEC regulations for offshore securities offerings to non-U.S. persons.

[10]

Rule 13d-3 - Determination of Beneficial Owner.

17 CFR § 240.13d-3. SEC rule defining beneficial ownership for disclosure requirements.

[11]

Rule 144 - Sale of Restricted and Control Securities.

17 CFR § 230.144. SEC rule governing resale of restricted securities after holding periods.

[12]

Bank Secrecy Act (BSA).

31 U.S.C. § 5311 et seq. Federal statute requiring financial institutions to assist in detecting money laundering.

[13]

BSA/AML Implementation Regulations.

31 CFR § 1010. Treasury regulations implementing Bank Secrecy Act AML requirements.

[14]

OFAC Sanctions Administration Regulations.

31 CFR § 500-598. Treasury regulations governing economic sanctions and prohibited transactions.

[15]

FinCEN SAR Filing Requirements.

31 CFR § 1020.320. Requirements for filing Suspicious Activity Reports with Financial Crimes Enforcement Network.

[16]

Customer Identification Program Requirements.

31 CFR § 1020.220. KYC requirements for financial institutions under Bank Secrecy Act.

[17]

Solana Documentation - Architecture Overview.

Solana Foundation. Official documentation describing Solana blockchain architecture and consensus mechanisms. Available:

https://docs.solana.com

[18]

SPL Token-2022 Program Specification.

Solana Program Library. Technical specification for Token-2022 standard including transfer hooks. Available:

https://spl.solana.com/token-2022

[19]

Solana Transfer Hook Interface.

Solana Labs. Implementation guide for SPL Token-2022 transfer hook functionality.

[20]

Anchor Framework Documentation.

Coral. Smart contract development framework for Solana. Available:

https://anchor-lang.com

[21]

Solana RPC API Reference.

Solana Foundation. API documentation for Solana RPC node interaction.

[22]

Uniswap V3 Core Whitepaper.

Uniswap Labs, 2021. Technical specification for concentrated liquidity AMM design.

[23]

Constant Product Market Maker Theory.

Buterin, V. et al. Mathematical foundation for x*y=k automated market maker formula.

[24]

Raydium Protocol Documentation.

Raydium. Solana-based AMM and liquidity protocol. Available:

https://docs.raydium.io

[25]

Jupiter Aggregator Documentation.

Jupiter. Solana DEX aggregator technical documentation. Available:

https://docs.jup.ag

[26]

Orca Whirlpools Documentation.

Orca. Concentrated liquidity implementation on Solana. Available:

https://docs.orca.so

[27]

Chainalysis Reactor Documentation.

Chainalysis. Blockchain analytics platform for AML compliance and investigation.

[28]

TRM Labs Risk Assessment Methodology.

TRM Labs. Machine learning risk scoring for cryptocurrency transactions.

[29]

FATF Virtual Asset Guidance.

Financial Action Task Force, 2021. International AML/CFT standards for virtual assets and service providers.

[30]

OTCM Protocol Technical Whitepaper v2.0.

OTCM Protocol, Inc., 2025. Primary technical specification document for protocol architecture.

[31]

CEDEX Comprehensive Analysis.

OTCM Protocol, Inc., 2025. Detailed technical analysis of Centralized-Decentralized Exchange infrastructure.

[32]

OTCM Liquidity Pool Unified Architecture.

OTCM Protocol, Inc., 2025. Technical specification for four-mechanism capital accumulation system.

[33]

SPL Token-2022 Transfer Hooks Implementation Guide.

OTCM Protocol, Inc., 2025. Implementation documentation for 42-point security architecture.

[34]

Issuers Portal Compliance Gateway Specification.

OTCM Protocol, Inc., 2025. Technical and regulatory framework for issuer onboarding.

[35]

Confidential Private Placement Memorandum.

OTCM Protocol, Inc., 2025. Offering documentation for accredited investor securities offering.

[36]

OTC Meme Protocol Analysis - SEC Crypto Task Force.

OTCM Protocol, Inc., 2025. Regulatory compliance analysis prepared for SEC engagement.

[37]

The Alesia Doctrine - OTCM Protocol Strategy.

OTCM Protocol, Inc., 2025. Strategic framework documentation using historical military analogy.

[38]

Global Perpetual Market Infrastructure Specification.

OTCM Protocol, Inc., 2025. Long-term vision document for international market expansion.

[39]

Share Custody Protocols.

OTCM Protocol, Inc., 2025. Empire Stock Transfer integration and custody verification procedures.

[40]

Quantstamp Smart Contract Audit Methodology.

Quantstamp. Formal verification and security audit procedures for blockchain protocols.

[41]

Certora Prover Documentation.

Certora. Symbolic execution and formal verification tools for smart contracts.

[42]

Halborn Security Assessment Framework.

Halborn. Penetration testing and security assessment methodology for DeFi protocols.